Compliance  & Internal Audit Manager

Purpose of Job:

Compliance auditors work closely with upper management staff in various industries like finance, security, and accounting. They're responsible for making sure the company is complying with both state and federal regulations, and sometimes are tasked with enforcing internally established guidelines. Analyzes and interprets data, identifies areas of concern, and recognizes when there is a problem. Determines compliance within regulations, policies, and procedures. Identifies methods of resolution and options for corrective action.

Responsible:

• Responsible for the operational and financial management, administrative direction, and coordination of staff and activities of a unit.
• Develops strategic plan or participates in strategic planning and staffing decisions.
• Provides guidance and direction to staff in areas of compliance.
• Aligns staff work plans with overall strategies and goals.
• Serves as a liaison with other departments.
• Leads or collaborates in the development, implementation, and execution of strategy for campus or system.
• Monitors external and internal risks to ensure policies and practices adhere to applicable regulations.
• Provides guidance to mitigate potential risks or conflict.
• Develops reports on departmental and program activity.
• Coordinates interactions with applicable entities, including handling internal/external reviews.
• Establishes priorities based on relative risk.
• Requires a deep knowledge of complex laws and regulations impacting a broad spectrum of operations.
• This role accomplishes goals through overseeing their areas of responsibility, planning, managing resources, prioritizing, and directing the responsibilities of employees.

KNOWLEDGE, SKILLS, ABILITIES (KSAS)

• Knowledge of professional standards and best practices related to industry or area of expertise.
• Communication skills.
• English is a must (Spoken, Written)
• Computer skills.
• Ability to lead and work as part of a team.
• Ability to conduct reviews and compose clear, concise, timely, and professionally written reports.
• Ability to maintain discretion with confidential information.